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From the Archives Journals |

Obesity, Mortality, and Bariatric Surgery Death Rates

Edward H. Livingston, MD
JAMA. 2007;298(20):2406-2408. doi:10.1001/jama.298.20.2406
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Background

Bennet I. Omalu, MD, MPH; Diane G. Ives, MPH; Alhaji M. Buhari, MA, MSIE; Jennifer L. Lindner, DO; Philip R. Schauer, MD; Cyril H. Wecht, MD, JD; Lewis H. Kuller, MD, DrPH

Background  Bariatric surgery has emerged as the most effective treatment for class III obesity (body mass index, ≥40). The number of operations continues to increase. We measured case fatality and death rates by time since operation, sex, age, specific causes of death, and mortality rates.

Design and Setting  Data on all bariatric operations performed on Pennsylvania residents between January 1, 1995, and December 31, 2004, were obtained from the Pennsylvania Health Care Cost and Containment Council. Matching mortality data were obtained from the Division of Vital Records, Pennsylvania State Department of Health.

Outcome Measures  Age- and sex-specific death rates after bariatric surgery.

Results  There were 440 deaths after 16 683 operations (2.6%). Age-specific death rates were much higher in men than in women and increased with age. Age- and sex-specific death rates after bariatric surgery were substantially higher than comparable rates for the age- and sex-matched Pennsylvania population. The 1-year case fatality rate was approximately 1% and nearly 6% at 5 years. Less than 1% of deaths occurred within the first 30 days. Fatality increased substantially with age (especially among those >65 years), with little evidence of change over time. Coronary heart disease was the leading cause of death overall, being cited as the cause of death in 76 patients (19.2%). Therapeutic complications accounted for 38 of 150 natural deaths within the first 30 days, including pulmonary embolism in 31 (20.7%), coronary heart disease in 26 (17.3%), and sepsis in 17 (11.3%).

Conclusions  There was a substantial excess of deaths owing to suicide and coronary heart disease. Careful monitoring of bariatric surgical procedures and more intense follow-up could likely reduce the long-term case fatality rate in this patient population.

Despite widespread recognition that obesity is one of the most important threats to good health and longevity, its treatment remains remarkably stubborn. This is especially true for morbidly obese individuals. Diets, exercise, and medications usually only lead to modest and transient amounts of weight loss.1 Only bariatric surgery results in substantial, long-lasting weight control. Despite their successes, bariatric operations have not been uniformly accepted and many insurers will not provide coverage for them. This results from uncertainty regarding the safety of these procedures, with the principal concern being perioperative mortality. Bariatric operations are elective and even though the resultant weight loss confers many benefits in terms of comorbidity control and quality of life improvements, perioperative death rates should not exceed those that might be expected from medically treated obesity.

Estimates of obesity-related mortality have been inconsistent. Although it is generally agreed that obesity is a risk factor for premature mortality (with relative risk ratios in the 1-2 range),2 several large-scale epidemiological studies did not find an association between obesity and the risk of premature death.3 - 6 Obesity is a heterogeneous disease. Obese individuals with large collections of fat in the lower body have a lower risk for cardiovascular disease than those with predominantly upper body (ie, central) obesity.7 Any population-level obesity-related mortality risk will depend on many factors including race, socioeconomic status, comorbidity control, and genetics. In the United States, it is generally agreed that obesity results in increased risk for mortality; however, risk estimates have been downgraded,2 most likely due to improved comorbidity control that has been observed in recent years.8 The reduced importance of obesity as a cause of death9 places increased pressure on bariatric surgery to have an exceedingly low mortality rate to remain acceptable as a form of therapy.

Bariatric surgery has been on the defensive because of several studies showing high mortality rates.10 - 12 Two articles10 ,12 reported high death rates for Medicare patients, who are inherently high-risk operative candidates either because of their advanced age or disability status. More than 90% of Medicare bariatric surgery patients receive Medicare because they are disabled. These individuals have a high operative risk because of their large body size, greater number of comorbidies, and lower socioeconomic status.

One study11 reported on a relatively small number of patients over 15 years in Washington State. During most of the years of that study, bariatric surgery was not readily available and insurance companies tended to only approve surgeries for patients with serious obesity-related complications who were also at high risk for perioperative complications and deaths.

What then is the expected population-level bariatric surgery mortality rate and is that rate lower than the risk of nonsurgically treated obesity? Findings that help answer these questions are reported in an important article published in the October issue of the Archives of Surgery. Omalu and colleagues13 reported results for bariatric surgery mortality from the Pennsylvania Health Care Cost and Containment program. Their results are similar to others found in the literature, suggesting that the expected perioperative mortality rates for bariatric surgery can be defined.

The in-hospital mortality rate for bariatric procedures as assessed in population-representative databases is less than 0.6%.14 - 21 Exceptions to this rate only include the special populations summarized above. Several studies have attempted to compare survival following weight loss surgery with that of obese control groups.11 ,22 - 24 In general, the closer the match between the surgical group and the control group, the smaller the magnitude of survival difference between the groups. Because none of the comparative studies were randomized controlled trials, they all have the same potential for selection bias. Patients who were highly motivated to lose weight and undergo surgery were compared with control groups who chose not to pursue aggressive obesity treatment. It is likely that patients willing to undergo bariatric surgery to control their weight are more invested in their health compared with those who do not have surgery and remain obese. The small survival advantage observed in matched cohort studies for bariatric surgery patients (1.3%-1.4%) might be reduced if the selection bias could be eliminated.

The report by Omalu et al helps place this risk in context. The 0.9% 30-day mortality rate is consistent with most other population-based studies, suggesting that the expected 30-day mortality rate for these operations should be less than 1%. The 6.4% mortality rate at 5 years suggests that the expected postbariatric surgery death rate is about 1% per year. These numbers have been consistent in the literature and should serve as a benchmark against which to compare other studies. For example, a Canadian postbariatric surgery study23 reported a 0.68% mortality rate at 9 years for patients who had undergone bariatric surgery, more than 10-fold less than expected. The Swedish Obesity Study24 reported a 5.0% mortality rate at 11 years but the preponderance of their patients underwent banded gastroplasties, which would be expected to have a lower perioperative mortality rate than gastric bypass operations. In contrast, the comparative study from Washington State reported an 11.8% mortality rate 15 years after bariatric surgery and a 16.3% mortality rate at 16 years for those who were obese but did not have surgery.11 These latter numbers are consistent with the approximately 1% per year expected death rate and demonstrate a survival benefit for bariatric surgery.

Bariatric surgery has come a long way toward acceptance. Just a decade ago these operations were mired in controversy, although some controversy still exists over which patients should receive bariatric surgery and why some do not.25 However, obesity is becoming more common and nonsurgical treatments generally only result in modest, transient weight loss. Surgery effectively controls body weight and obesity-related comorbid conditions1 with the caveat that bariatric operations can be performed with low complication rates and low death rates. The study by Omalu et al and others like it demonstrate that this is the case.

Corresponding Author: Edward H. Livingston, MD, University of Texas Southwestern Medical Center, 5823 Harry Hines Blvd, Room E7-126, Dallas, TX 75390 (edward.livingston@utsouthwestern.edu).

Financial Disclosures: None reported.

REFERENCES

Department of Veterans Affairs.  Screening and management of overweight and obesity. http://www.oqp.med.va.gov/cpg/OBE/G/obesity_about.doc. Accessibility verified November 1, 2007
Flegal KM, Graubard BI, Williamson DF, Gail MH. Excess deaths associated with underweight, overweight, and obesity.  JAMA. 2005;293(15):1861-1867
PubMed
Grundy SM. Obesity, metabolic syndrome, and coronary atherosclerosis.  Circulation. 2002;105(23):2696-2698
PubMed
Keys A, Menotti A, Aravanis C.  et al.  The Seven Countries Study: 2289 deaths in 15 years.  Prev Med. 1984;13(2):141-154
PubMed
Menotti A, Seccareccia F, Blackburn H, Keys A. Coronary mortality and its prediction in samples of US and Italian railroad employees in 25 years within the Seven Countries Study of Cardiovascular Diseases.  Int J Epidemiol. 1995;24(3):515-521
PubMed
Montenegro MR, Solberg LA. Obesity, body weight, body length, and atherosclerosis.  Lab Invest. 1968;18(5):594-603
PubMed
Livingston EH. Lower body subcutaneous fat accumulation and diabetes mellitus risk.  Surg Obes Relat Dis. 2006;2(3):362-368
PubMed
Gregg EW, Cheng YJ, Cadwell BL.  et al.  Secular trends in cardiovascular disease risk factors according to body mass index in US adults.  JAMA. 2005;293(15):1868-1874
PubMed
Livingston EH, Ko CY. Effect of diabetes and hypertension on obesity-related mortality.  Surgery. 2005;137(1):16-25
PubMed
Flum DR, Salem L, Elrod JA, Dellinger EP, Cheadle A, Chan L. Early mortality among Medicare beneficiaries undergoing bariatric surgical procedures.  JAMA. 2005;294(15):1903-1908
PubMed
Flum DR, Dellinger EP. Impact of gastric bypass operation on survival: a population-based analysis.  J Am Coll Surg. 2004;199(4):543-551
PubMed
Livingston EH, Langert J. The impact of age and medicare status on bariatric surgical outcomes.  Arch Surg. 2006;141(11):1115-1120
PubMed
Omalu BI, Ives DG, Buhari AM.  et al.  Death rates and causes of death after bariatric surgery for Pennsylvania residents, 1995 to 2004.  Arch Surg. 2007;142(10):923-928
PubMed
Carbonell AM, Lincourt AE, Matthews BD, Kercher KW, Sing RF, Heniford BT. National study of the effect of patient and hospital characteristics on bariatric surgery outcomes.  Am Surg. 2005;71(4):308-314
PubMed
Courcoulas A, Schuchert M, Gatti G, Luketich J. The relationship of surgeon and hospital volume to outcome after gastric bypass surgery in Pennsylvania: a 3-year summary.  Surgery. 2003;134(4):613-621
PubMed
Liu JH, Zingmond D, Etzioni DA.  et al.  Characterizing the performance and outcomes of obesity surgery in California.  Am Surg. 2003;69(10):823-828
PubMed
Nguyen NT, Paya M, Stevens CM, Mavandadi S, Zainabadi K, Wilson SE. The relationship between hospital volume and outcome in bariatric surgery at academic medical centers.  Ann Surg. 2004;240(4):586-593
PubMed
Trus TL, Pope GD, Finlayson SR. National trends in utilization and outcomes of bariatric surgery.  Surg Endosc. 2005;19(5):616-620
PubMed
Livingston EH. Procedure, incidence and complication rates of bariatric surgery in the United States.  Am J Surg. 2004;188(2):105-110
PubMed
Weller WE, Hannan EL. Relationship between provider volume and postoperative complications for bariatric procedures in New York State.  J Am Coll Surg. 2006;202(5):753-761
PubMed
Zingmond DS, McGory ML, Ko CY. Hospitalization before and after gastric bypass surgery.  JAMA. 2005;294(15):1918-1924
PubMed
Adams TD, Gress RE, Smith SC.  et al.  Long-term mortality after gastric bypass surgery.  N Engl J Med. 2007;357(8):753-761
PubMed
Christou NV, Sampalis JS, Liberman M.  et al.  Surgery decreases long-term mortality, morbidity, and health care use in morbidly obese patients.  Ann Surg. 2004;240(3):416-423
PubMed
Sjöström L, Narbro K, Sjöström CD.  et al.  Effects of bariatric surgery on mortality in Swedish obese subjects.  N Engl J Med. 2007;357(8):741-752
PubMed
Flum DR, Khan TV, Dellinger EP. Toward the rational and equitable use of bariatric surgery.  JAMA. 2007;298(12):1442-1444
PubMed

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Department of Veterans Affairs.  Screening and management of overweight and obesity. http://www.oqp.med.va.gov/cpg/OBE/G/obesity_about.doc. Accessibility verified November 1, 2007
Flegal KM, Graubard BI, Williamson DF, Gail MH. Excess deaths associated with underweight, overweight, and obesity.  JAMA. 2005;293(15):1861-1867
PubMed
Grundy SM. Obesity, metabolic syndrome, and coronary atherosclerosis.  Circulation. 2002;105(23):2696-2698
PubMed
Keys A, Menotti A, Aravanis C.  et al.  The Seven Countries Study: 2289 deaths in 15 years.  Prev Med. 1984;13(2):141-154
PubMed
Menotti A, Seccareccia F, Blackburn H, Keys A. Coronary mortality and its prediction in samples of US and Italian railroad employees in 25 years within the Seven Countries Study of Cardiovascular Diseases.  Int J Epidemiol. 1995;24(3):515-521
PubMed
Montenegro MR, Solberg LA. Obesity, body weight, body length, and atherosclerosis.  Lab Invest. 1968;18(5):594-603
PubMed
Livingston EH. Lower body subcutaneous fat accumulation and diabetes mellitus risk.  Surg Obes Relat Dis. 2006;2(3):362-368
PubMed
Gregg EW, Cheng YJ, Cadwell BL.  et al.  Secular trends in cardiovascular disease risk factors according to body mass index in US adults.  JAMA. 2005;293(15):1868-1874
PubMed
Livingston EH, Ko CY. Effect of diabetes and hypertension on obesity-related mortality.  Surgery. 2005;137(1):16-25
PubMed
Flum DR, Salem L, Elrod JA, Dellinger EP, Cheadle A, Chan L. Early mortality among Medicare beneficiaries undergoing bariatric surgical procedures.  JAMA. 2005;294(15):1903-1908
PubMed
Flum DR, Dellinger EP. Impact of gastric bypass operation on survival: a population-based analysis.  J Am Coll Surg. 2004;199(4):543-551
PubMed
Livingston EH, Langert J. The impact of age and medicare status on bariatric surgical outcomes.  Arch Surg. 2006;141(11):1115-1120
PubMed
Omalu BI, Ives DG, Buhari AM.  et al.  Death rates and causes of death after bariatric surgery for Pennsylvania residents, 1995 to 2004.  Arch Surg. 2007;142(10):923-928
PubMed
Carbonell AM, Lincourt AE, Matthews BD, Kercher KW, Sing RF, Heniford BT. National study of the effect of patient and hospital characteristics on bariatric surgery outcomes.  Am Surg. 2005;71(4):308-314
PubMed
Courcoulas A, Schuchert M, Gatti G, Luketich J. The relationship of surgeon and hospital volume to outcome after gastric bypass surgery in Pennsylvania: a 3-year summary.  Surgery. 2003;134(4):613-621
PubMed
Liu JH, Zingmond D, Etzioni DA.  et al.  Characterizing the performance and outcomes of obesity surgery in California.  Am Surg. 2003;69(10):823-828
PubMed
Nguyen NT, Paya M, Stevens CM, Mavandadi S, Zainabadi K, Wilson SE. The relationship between hospital volume and outcome in bariatric surgery at academic medical centers.  Ann Surg. 2004;240(4):586-593
PubMed
Trus TL, Pope GD, Finlayson SR. National trends in utilization and outcomes of bariatric surgery.  Surg Endosc. 2005;19(5):616-620
PubMed
Livingston EH. Procedure, incidence and complication rates of bariatric surgery in the United States.  Am J Surg. 2004;188(2):105-110
PubMed
Weller WE, Hannan EL. Relationship between provider volume and postoperative complications for bariatric procedures in New York State.  J Am Coll Surg. 2006;202(5):753-761
PubMed
Zingmond DS, McGory ML, Ko CY. Hospitalization before and after gastric bypass surgery.  JAMA. 2005;294(15):1918-1924
PubMed
Adams TD, Gress RE, Smith SC.  et al.  Long-term mortality after gastric bypass surgery.  N Engl J Med. 2007;357(8):753-761
PubMed
Christou NV, Sampalis JS, Liberman M.  et al.  Surgery decreases long-term mortality, morbidity, and health care use in morbidly obese patients.  Ann Surg. 2004;240(3):416-423
PubMed
Sjöström L, Narbro K, Sjöström CD.  et al.  Effects of bariatric surgery on mortality in Swedish obese subjects.  N Engl J Med. 2007;357(8):741-752
PubMed
Flum DR, Khan TV, Dellinger EP. Toward the rational and equitable use of bariatric surgery.  JAMA. 2007;298(12):1442-1444
PubMed
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