Vital Signs: Prevalence, Treatment, and Control of High Levels of Low-Density Lipoprotein Cholesterol—United States, 1999-2002 and 2005-2008 FREE

MMWR. 2011;60:109-114

2 figures, 1 table omitted

On February 1, this report was posted as an MMWR Early Release on the MMWR website (http://www.cdc.gov/mmwr).

Having a high level of low-density lipoprotein cholesterol (LDL-C) is a major risk factor for coronary heart disease (CHD), a major cause of death in the United States.¹ Control of high LDL-C can reduce cardiovascular morbidity and mortality substantially,² yet high LDL-C remains underdiagnosed and undertreated in the United States. Predictive modeling in one study suggested that every 10% increase in the prevalence of treatment among adults with high LDL-C could prevent approximately 8,000 deaths per year in those aged <80 years.³ Another study estimated that full adherence to the National Cholesterol Education Program Adult Treatment Panel III (NCEP ATP III) primary prevention guidelines* among adults aged 35-85 years could prevent 20,000 myocardial infarctions and 10,000 deaths from CHD and save $2.8 billion in CHD-related health care costs per year.⁴ Previous studies demonstrated that many U.S. adults with high LDL-C are not treated adequately.⁵ To assess the current status and recent trends in the prevalence, treatment, and control of high LDL-C among U.S. adults aged ≥20 years, data from the 1999-2002 and 2005-2008 National Health and Nutrition Examination Survey (NHANES) were analyzed.

NHANES is a continuous nationally representative cross-sectional survey of the health and nutritional status of the U.S. civilian, noninstitutionalized population. The survey has a complex, multistage probability design, which is intended to represent the U.S. population.† NHANES data are released in 2-year cycles. All NHANES cycles include a household interview and a detailed physical examination that includes anthropometric measurements. A subsample of NHANES is selected randomly and participants are instructed to fast before the physical examination. Participants are included in the fasting subsample if they have fasted at least 8 hours before blood specimens are taken for laboratory testing. As with other subsamples in the study, the data from the fasting subsample are weighted to account for the probability of selection and nonresponse.

To estimate trends in the prevalence of high LDL-C reliably in multiple strata of the population, data were analyzed from four survey periods; data from 1999-2000 and 2001-2002 were aggregated and compared with aggregated results from 2005-2006 and 2007-2008. The overall survey response rates for adults aged ≥20 years during 1999-2002 and 2005-2008 were 78.1% and 76.4%, respectively. During 1999-2002, a total of 9,471 adults aged ≥20 years took part in the home interviews and were examined at NHANES mobile examination centers; 10,480 participated in 2005-2008. Among those participants, 4,059 (1999-2002) and 4,341 (2005-2008) provided fasting blood samples for lipid profile testing. The final analytic samples were 3,550 (1999-2002) and 3,996 (2005-2008) after further exclusions were made for pregnant women (280 and 189) and participants missing data needed for determining high LDL-C status (229 and 156).

Current guidelines by NCEP ATP III recommend LDL-C goals based on level of risk for developing coronary heart disease (CHD) in the next 10 years. The guidelines set LDL-C goal levels of <100 mg/dL, <130 mg/dL, and <160 mg/dL for high, intermediate, and low risk groups, respectively. Participants with a self-reported history of CHD, angina, myocardial infarction, stroke, and/or diabetes, or participants with a fasting blood glucose level of ≥126 mg/dL or fasting hemoglobin A1c ≥6.5 were placed in the high NCEP ATP III risk category. After participants with high risk were identified, the remaining participants were assessed according to the number of major CHD risk factors they had. These risk factors included cigarette smoking (self-reported smoking every day or some days), hypertension (an average of up to three blood pressure measurements ≥140/90 mm Hg, determined by NHANES physical examination; or self-reported current use of antihypertensive medication), high-density lipoprotein cholesterol (HDL-C) <40 mg/dL, and age (men ≥45 years and women ≥55 years). In accord with the NCEP ATP III guidelines, if a person had an HDL-C ≥60 mg/dL, one risk factor was subtracted from the person's total number of risk factors. Participants with no more than one major CHD risk factor were placed in the low NCEP ATP III risk category. For participants with two or more risk factors, a 10-year CHD risk score was calculated using the Framingham risk equation, an assessment tool used in the NCEP ATP III. Those participants with a 10-year CHD risk greater than 20% were placed in the high NCEP ATP III risk category, and those with 20% or lower risk were placed in the intermediate category. Further details on classifications of the study participants into each of the NCEP ATP III risk categories are published elsewhere.⁵

Persons who had levels at or above the LDL-C goal for their risk group or self-reported currently taking cholesterol-lowering medication were defined as having high LDL-C. A person who reported currently taking cholesterol-lowering medication was defined to be treated for high LDL-C. A person's cholesterol level was considered to be under control if their LDL-C level was below the risk-specific goal. Results are described as weighted prevalence, calculated using the survey statistical weight that was designated for the subgroup with LDL-C levels measured in the morning after fasting, to account for the additional probability of selection and nonresponse, with 95% confidence limits. Population counts were calculated using the Current Population Surveys.‡

Differences in prevalence, treatment, and control of high LDL-C in 2005-2008 were observed among demographic groups. The prevalence of high LDL-C increased with age: 11.7%, 41.2%, and 58.2% for the age groups 20-39, 40-64, and ≥65 years, respectively. The lowest treatment prevalences occurred among persons aged 20-39 years (10.6%), those without a usual source of care (17.7%), those receiving medical care less than twice during the past year (17.7%), and those without health insurance (22.6%). However, in this study, 82.8% of persons with uncontrolled LDL-C reported having some form of health insurance. The highest treatment prevalences during the study period were observed among persons aged ≥65 years (64.4%), those insured under Medicare (63.4%), and those who received medical care at least four times during the previous year (61.4%). Factors associated with the highest and lowest levels of control of high LDL-C were similar to those observed for treatment.

The overall population prevalence of high LDL-C did not change significantly from 1999-2002 (34.5%) to 2005-2008 (33.5%). However, treatment of high LDL-C increased significantly, from 28.4% in 1999-2002 to 48.1% in 2005-2008. In addition, the prevalence of those under control more than doubled during the study period, from 14.6% to 33.2%.

High LDL-C can be managed and controlled successfully with lifestyle changes, medications, or a combination of these approaches. Implementing lifestyle modifications, such as a low-fat and high-fiber diet, increased physical activity, and weight control, might decrease LDL-C levels by up to 20%-30%. Results from a meta-analysis of 14 clinical trials showed that therapy with statins, the most common type of drug prescribed to lower cholesterol, can safely reduce the 5-year incidence of major coronary events, coronary revascularization, and stroke by about 20% for each mmol/L (about 39 mg/dL) reduction in LDL-C.⁶ Although this study documented that striking improvements in the prevalence of treatment and control of high LDL-C have occurred, an estimated 71 million (33.5%) U.S. adults aged ≥20 years have high LDL-C, and only one third of conditions are controlled.

These results demonstrate that the lowest prevalence of control of high LDL-C existed among participants who did not have health insurance and those who had received medical care less than twice in the previous year. In addition, the especially low prevalence of control among Mexican Americans warrants specific attention. This study and others illustrate that gaps in cholesterol control often are related to gaps in availability of, access to, or continuity of health care.^7- 9 The Affordable Care Act (ACA) is intended to reduce some of these gaps¹⁰ by increasing insurance coverage among the nonelderly population from 82.5% in the first quarter of 2010 to 94% by 2019 and by providing coverage for cholesterol screening with no cost-sharing.¹¹

Access to care alone will not solve problems with cholesterol control completely. In this study, approximately 83% of persons with uncontrolled LDL-C reported having some form of health insurance. However, even among participants with private health insurance coverage, prevalence of control of high LDL-C was <35% in this study. These results are not surprising; up to half of patients discontinue lipid-lowering medication within 1 year of treatment initiation, and adherence rates generally decrease over time.¹² Lower out-of-pocket costs¹³ and simplification of the drug regimen¹⁴ generally are associated with better adherence.

In addition to access to care and patient adherence, quality of care must be addressed. The continued development and widespread use of electronic health records will facilitate efforts to better control cholesterol; such efforts include patient registries, panel management (an innovative approach that incorporates provider and patient reminders for proactive follow-up appointments and additional treatment), and use of these systems in real-time to direct patient care. Another promising system improvement includes team-led care, which can improve preventive and chronic care delivery.¹⁵ Several programmatic initiatives promoted by ACA will contribute to health-care access and quality.¹⁵ Those include comprehensive, family-centered, coordinated primary care (patient-centered medical homes), health care provided by types of managed-care organizations that are accountable to patients and third-party payers for the overall care of beneficiaries (accountable care organizations), and health care targeted to underserved communities and vulnerable populations (the federally qualified health center program).¹⁵

The findings in this report are subject to at least four limitations. First, the prevalence of high LDL-C levels in the U.S. population might be underestimated because older persons residing in nursing homes and other institutions, who have a higher prevalence of age-related high LDL-C, are not included in the NHANES. Second, although data collection is standardized, the NHANES self-reported data from interviews and questionnaires might be subject to misunderstanding and/or recall bias. Third, the reported prevalence of high LDL-C treatment and control in this report might be underestimated for the following reasons. The Framingham risk score only assesses adults up to age 79 years, but the NHANES sample contained participants aged >79 years. Participants who were aged >79 years were assigned the same level of risk as those aged 70-79 years. Although family history of premature CHD is a risk factor, it could not be included in the assessment because it was not reported consistently through all study cycles. Finally, lifestyle modification factors were not examined in this report. Some of the participants in this study whose LDL-C levels were measured as normal might have been treated and successfully controlled with life-style modification measures; thus, they would not have been classified as having high LDL-C.

The prevalence of control of high LDL-C in the United States remains below 35% and is especially low (below 15%) among adults with limited access to health care. Although the development of targeted programs for low-income adults and those with limited access to health care is warranted, better control of high LDL-C cannot be achieved only with increased access to health care. Key elements for control also include improved clinical care and better patient adherence to treatment. The development of targeted programs for special groups (e.g., persons who are uninsured or whose income is below the poverty level) is warranted. Given the multicomponent nature of high LDL-C control, implementation of comprehensive strategies by federal, state, and local governments; health-care providers; employers; nonprofit organizations; and food, restaurant, and pharmaceutical industries is needed.

Reported by: EV Kuklina, MD, PhD, KM Shaw, MS, Y Hong, MD, PhD, Div for Heart Disease and Stroke Prevention, National Center for Chronic Disease Prevention and Health Promotion, CDC.

This report is based, in part, on contributions by P Briss, National Center for Chronic Disease Prevention and Health Promotion, and D Matson-Koffman, Div for Heart Disease and Stroke, National Center for Chronic Disease Prevention and Health Promotion, CDC.

*Additional information is available at http://www.nhlbi.nih.gov/guidelines/cholesterol/index.htm.

†Additional information is available at http://www.cdc.gov/nchs/nhanes.htm.

‡Additional information is available at http://www.cdc.gov/nchs/tutorials/nhanes/faqs.htm.